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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-15
CT RA APPROVED 2022-08-16
  • TX RA
    APPROVED
    Since 2022-09-15
  • CT RA
    APPROVED
    Since 2022-08-16

Branch Locations

101 Derby St, Hingham, MA 02043 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Street Pembroke MA 02/1995 10/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hingham MA 07/2020 Present
Unemployed Pembroke MA 10/2019 07/2020
Other Businesses

I*3133274 Entity Type: N/A Name of OBA: M.J.A Address: HANOVER, Massachusetts, 2339 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 11/06/2025 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: Power of Attorney for Child/Grandchild

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-15
  • S66 Uniform Combined State Law Examination
    2022-08-15

View on SEC IAPD

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