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38 Fountain Square Plaza, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-05-11 |
| TX | RA | APPROVED | 2026-05-11 |
Branch Locations
101 N Tryon Street Suite 700, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fred Meyer | Bellingham | WA | 10/2019 | 07/2020 |
| Fred Meyer | Seattle | WA | 07/2014 | 01/2017 |
| North Seattle College | Seattle | WA | 09/2015 | 06/2017 |
| Unemployed | Bellingham | WA | 08/2019 | 10/2019 |
| Fred Meyer | Seattle | WA | 02/2018 | 08/2019 |
| Fred Meyer | Shoreline | WA | 10/2017 | 02/2018 |
| Fred Meyer | Seattle | WA | 01/2017 | 10/2017 |
| University Of Washington Bothell | Bothell | WA | 09/2018 | 06/2020 |
| Equitable Advisors,Llc | New York | NY | 08/2020 | 09/2020 |
| Nwam, Llc Dba Northwest Asset Management | Mercer Island | WA | 03/2021 | 08/2022 |
| Larsen's Bakery | Seattle | WA | 10/2020 | 02/2021 |
| Phinney Neighborhood Association | Seattle | WA | 10/2020 | 02/2021 |
| Fifth Third Wealth Advisors Llc | Charlotte | NC | 09/2025 | Present |
| Marci Llc | Seattle | WA | 01/2022 | 09/2025 |
| Kings Routine Llc | Charlotte | NC | 06/2022 | Present |
Kings Routine LLC, not investment-related, 8810 Windygap Rd, Charlotte NC, 28278, business owner and Amazon product seller, Start date: 6/1/2022, approximately 5 hours per month, none during securities trading hours, duties include managing brand, inventory and marketing campaigns on Amazon.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-05-11 |
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