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Stephanie Saray Rios

Charles Schwab & Co., Inc.

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-03
  • TX RA
    APPROVED
    Since 2024-05-03

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 07/2020 11/2020
James Avery Denton TX 01/2019 07/2020
I Love Sugar Ft. Worth TX 02/2018 02/2019
Duncanville High School Duncanville TX 08/2013 05/2017
University Of North Texas Denton TX 08/2017 05/2020
Td Ameritrade South Lake TX 05/2021 06/2024
Geico Richardson TX 01/2021 05/2021
Self Cedar Hill TX 12/2020 01/2021
Door Dash Cedar Hill TX 08/2020 12/2020
Charles Schwab And Co., Inc. Omaha NE 03/2023 Present
Charles Schwab Bank Omaha NE 12/2024 Present
  • 07/2020 → 11/2020
    Equitable Advisors, Llc
    New York, NY
  • 01/2019 → 07/2020
    James Avery
    Denton, TX
  • 02/2018 → 02/2019
    I Love Sugar
    Ft. Worth, TX
  • 08/2013 → 05/2017
    Duncanville High School
    Duncanville, TX
  • 08/2017 → 05/2020
    University Of North Texas
    Denton, TX
  • 05/2021 → 06/2024
    Td Ameritrade
    South Lake, TX
  • 01/2021 → 05/2021
    Geico
    Richardson, TX
  • 12/2020 → 01/2021
    Self
    Cedar Hill, TX
  • 08/2020 → 12/2020
    Door Dash
    Cedar Hill, TX
  • 03/2023 → Present
    Charles Schwab And Co., Inc.
    Omaha, NE
  • 12/2024 → Present
    Charles Schwab Bank
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-02
S63 Uniform Securities Agent State Law Examination 2021-09-01
  • S66 Uniform Combined State Law Examination
    2024-05-02
  • S63 Uniform Securities Agent State Law Examination
    2021-09-01
Other Names
  • Stephanie Rios

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

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