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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED_RES | 2025-09-05 |
| WY | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Capital Corp | Casper | WY | 07/2005 | 10/2019 |
| 1St Global Advisors, Inc. | Casper | WY | 06/2007 | 10/2019 |
| Avantax Insurance Services, Inc. | Casper | WY | 07/2007 | 09/2025 |
| Deanna R Pickering, Cpa | Casper | WY | 08/2016 | 01/2018 |
| Porter, Muirhead, Cornia & Howard | Casper | WY | 01/2018 | Present |
| Avantax Investment Services, Inc. | Casper | WY | 10/2019 | 09/2025 |
| Avantax Advisory Services | Casper | WY | 10/2019 | 09/2025 |
| Cetera Wealth Services, Llc | Bozeman | MT | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) BLUE ENVELOPE HEALTH FUND POSITION: TREASURER NATURE: HEALTH FUND INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2002 DESCRIPTION: Treasurer 3) MOMENT IN TIME, LLC POSITION: Member/owner NATURE: We formed this company to buy, remodel, and sell real estate. Currently there are no properties owned by the company INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/16/2017 ADDRESS: 1431 S Center St, Casper WY 82601, United States DESCRIPTION: I contributed cash and minimal labor on the property that was sold in 2018. 4) PATHFINDER INVESTMENT ADVISORS POSITION: Advisor NATURE: Full financial planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 155 START DATE: 10/19/2017 ADDRESS: 600 East 1st St, Casper WY 82601, United States DESCRIPTION: Advisor of record on all clients 5) PICKERING WEALTH MANAGEMENT, LLC POSITION: Financial Advisor NATURE: This is my Schedule C related to Pathfinder Investment Advisors. INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 152 START DATE: 10/01/2005 ADDRESS: 600 E 1st St, Casper WY 82601, United States DESCRIPTION: Schedule C for receipt of commissions and fees earned through Pathfinder Investment Advisors, a wholly owned subsidiary of Porter Murihead Cornia and Howard (CPA firm) 6) CENTRAL WYOMING HOSPICE & TRANSITIONS POSITION: Board Member NATURE: I have been asked to be on the board of this not-for-profit organization. This organization provides comfort care for patients expected to live six months or less. They have outpatient services as well as an inpatient facility and grief counseling. INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: 319 S Wilson St, Casper WY 82601, United States DESCRIPTION: As a board member I will be involved in decision making regarding the operations of the organization. I will serve on various committees involved in fundraising and promoting the organization. 7) REVEILLE ROTARY POSITION: General member NATURE: Rotary is an international service club. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/26/2019 ADDRESS: P.O. Box 1094, Evansville WY 82636, United States DESCRIPTION: 6/2021 became a general member. No longer a signer on checks (formerly President, then past-president - Second signer of checks prepared by the Treasurer) 8) PORTER, MUIRHEAD, CORNIA AND HOWARD POSITION: Shareholder NATURE: Building the wealth management department for the firm. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/19/2017 ADDRESS: 600 E 1st St, Casper WY 82601, United States DESCRIPTION: I will be meeting with clients to provide financial planning strategies along with wealth management opportunities. 9) ISAGENIX POSITION: Preferred Customer NATURE: Isagenix is a dietary supplement company the provides shakes, snacks, and supplements to enhance health. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2023 ADDRESS: 1431 S Center St, Casper WY 82601, United States DESCRIPTION: Purchase products only.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-24 |
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