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Robert Steele

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Sarasota, FL

Stuart, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-16
FL RA APPROVED 2025-06-06
  • TX RA
    APPROVED
    Since 2025-06-16
  • FL RA
    APPROVED
    Since 2025-06-06

Branch Locations

1819 Main St, Sarasota, FL 34236 • United States

2301 Se Monterey Rd, Stuart, FL 34996 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Tampa FL 07/2020 02/2021
Chicken Salad Chick Tampa FL 01/2019 02/2021
Chicken Salad Chick Tampa FL 05/2018 01/2019
Panera Bread Tampa FL 02/2017 05/2018
University Of South Florida Tampa FL 08/2013 08/2020
Morgan Stanley Temple Terrace FL 03/2021 05/2025
E*Trade Securities Llc Temple Terrace FL 10/2022 09/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sarasota FL 05/2025 Present
Unemployed Tampa FL 12/2016 01/2017
  • 07/2020 → 02/2021
    Pruco Securities Llc
    Tampa, FL
  • 01/2019 → 02/2021
    Chicken Salad Chick
    Tampa, FL
  • 05/2018 → 01/2019
    Chicken Salad Chick
    Tampa, FL
  • 02/2017 → 05/2018
    Panera Bread
    Tampa, FL
  • 08/2013 → 08/2020
    University Of South Florida
    Tampa, FL
  • 03/2021 → 05/2025
    Morgan Stanley
    Temple Terrace, FL
  • 10/2022 → 09/2023
    E*Trade Securities Llc
    Temple Terrace, FL
  • 05/2025 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Sarasota, FL
  • 12/2016 → 01/2017
    Unemployed
    Tampa, FL
Previous Registrations
  • 2021-05-03 → 2025-05-30
    Morgan Stanley
    Tampa, FL
    Temple Terrace, FL
    Tampa, FL
    Riverview, FL
    Tampa, FL
    Tampa, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-30
  • S66 Uniform Combined State Law Examination
    2021-04-30
Other Names
  • Robert Steele
  • Robert S Steele

View on SEC IAPD

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HENDRICKS WEALTH AND ESTATE MANAGEMENT · Lakewood Ranch, FL
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ACCURATE WEALTH MANAGEMENT, LLC · Sarasota, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Lakewood Ranch, FL
BASE WEALTH MANAGEMENT · LAKEWOOD RANCH, FL
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