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Bradly James Rogers

LPl Financial LLC

Overland Park, KS

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-07-26
  • KS RA
    APPROVED
    Since 2024-07-26

Branch Locations

10740 Nall Ave; Ste 200, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed Overland Park KS 08/2020 07/2021
Lpl Financial Overland Park KS 07/2021 Present
Fedex Ground Olathe KS 04/2016 08/2020
  • 08/2020 → 07/2021
    Waddell & Reed
    Overland Park, KS
  • 07/2021 → Present
    Lpl Financial
    Overland Park, KS
  • 04/2016 → 08/2020
    Fedex Ground
    Olathe, KS
Other Businesses

1) 05/2024 - FKC Financial Group / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) 2) 05/2024 - Notary / Inv. Related / OVERLAND PARK KS / Start date 11/24/2020 - 1 Hrs per month - 2 % Time Spent

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-26
  • S66 Uniform Combined State Law Examination
    2024-07-26

View on SEC IAPD

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