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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-13 |
| FL | RA | APPROVED | 2025-08-01 |
| KY | RA | APPROVED | 2021-03-24 |
Branch Locations
4803 Olympia Park Plaza 4Th Floor Suite 4000, Louisville, KY 40241 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Student | Danville | KY | 08/2015 | 05/2019 |
| Designer Brands | Columbus | OH | 05/2017 | 09/2019 |
| Student | Reading | 09/2019 | 09/2020 | |
| Designer Shoe Warehouse | Columbus | OH | 05/2017 | 09/2019 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2020 | 01/2021 |
| Northwestern Mutual Investment Services Llc | Louisville | KY | 09/2020 | 01/2021 |
| Rw Baird | Louisville | KY | 02/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 2021-02-02 |
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