Best Investors Account Sign in

Matthew Aaron Spaziani

Vanguard Advisers, Inc.

Charlotte, NC

CRD 7280558

Claim This Profile
Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-07-19
NC RA APPROVED 2022-01-04
TX RA APPROVED 2022-01-04
  • SC RA
    APPROVED
    Since 2024-07-19
  • NC RA
    APPROVED
    Since 2022-01-04
  • TX RA
    APPROVED
    Since 2022-01-04

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ally Invest Securities Llc Charlotte NC 08/2020 07/2021
Massmutual Charlotte NC 05/2020 08/2020
University Of North Carolina Charlotte NC 08/2016 12/2020
Liberty Mutual Insurance Charlotte NC 05/2019 08/2019
Blackstone Labs, Llc Charlotte NC 05/2018 04/2019
Gnc Waxhaw NC 06/2016 08/2018
The Vanguard Group, Inc. Charlotte NC 09/2021 Present
Vanguard Marketing Corporation Charlotte NC 09/2021 Present
Vanguard Advisers, Inc. Charlotte NC 01/2022 Present
  • 08/2020 → 07/2021
    Ally Invest Securities Llc
    Charlotte, NC
  • 05/2020 → 08/2020
    Massmutual
    Charlotte, NC
  • 08/2016 → 12/2020
    University Of North Carolina
    Charlotte, NC
  • 05/2019 → 08/2019
    Liberty Mutual Insurance
    Charlotte, NC
  • 05/2018 → 04/2019
    Blackstone Labs, Llc
    Charlotte, NC
  • 06/2016 → 08/2018
    Gnc
    Waxhaw, NC
  • 09/2021 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 09/2021 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 01/2022 → Present
    Vanguard Advisers, Inc.
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-03
  • S66 Uniform Combined State Law Examination
    2022-01-03

View on SEC IAPD

More in Charlotte, NC

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor