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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-25 |
Branch Locations
600 Travis St Floors 61St & 62Nd, Houston, TX 77002-3009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Arizona | Tucson | AZ | 08/2016 | 04/2017 |
| Fireman Equipment Company | Phoenix | AZ | 05/2019 | 08/2019 |
| Brigham Young University | Provo | UT | 08/2019 | 04/2022 |
| Unemployed | Panama City | 05/2017 | 05/2019 | |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2020 | 02/2022 |
| Northwestern Mutual Investment Services Llc | Provo | UT | 06/2021 | 01/2022 |
| Solutions Inc | Gila Bend | AZ | 09/2021 | 10/2021 |
| J.P. Morgan Securities Llc | Houston | TX | 07/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Houston | TX | 07/2022 | Present |
| Mountain America Credit Union | Orem | UT | 05/2022 | 06/2022 |
| Hl Property Ventures | Humble | TX | 04/2026 | Present |
Entity Name: HL Property Ventures Investment related: No Address: Humble, TX No website Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 04/15/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Myself and one business partner (non-JPMC) have opened a simple LLC with the intent of buying single family residential rental property. I am a member of the LLC and am involved in its very simple activity.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-25 |
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