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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-07-07
NJ RA APPROVED 2026-06-30
  • FL RA
    APPROVED
    Since 2026-07-07
  • NJ RA
    APPROVED
    Since 2026-06-30

Branch Locations

450 11Th Avenue South, Unit 2B Lanterns Condo Assoc., Naples, FL 34102 • United States

1233 Haddonfield Berlin Rd. , Voorhees, NJ 08043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jeffrey A Laine Cpa Llc Voorhees NJ 03/2016 02/2022
Fidelity Investments Naples FL 02/2022 06/2026
Fidelity Investments Boston MA 03/2025 06/2026
Cambridge Investment Research, Inc. Fairfield IA 06/2026 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 06/2026 Present
  • 03/2016 → 02/2022
    Jeffrey A Laine Cpa Llc
    Voorhees, NJ
  • 02/2022 → 06/2026
    Fidelity Investments
    Naples, FL
  • 03/2025 → 06/2026
    Fidelity Investments
    Boston, MA
  • 06/2026 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 06/2026 → Present
    Fairfield, IA
Previous Registrations
  • 2025-03-31 → 2026-06-23
    Naples, FL
    Naples, FL
    Boston, MA
    Naples, FL
  • 2023-12-23 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Naples, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-16
S63 Uniform Securities Agent State Law Examination 2022-04-07
  • S66 Uniform Combined State Law Examination
    2023-11-16
  • S63 Uniform Securities Agent State Law Examination
    2022-04-07

View on SEC IAPD

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