John Barry Hartmann

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2021 → 07/2021
  Avantax Investment Services, Inc
  Mt. Arlington, NJ
• 04/2021 → 07/2021
  Avantax Advisory Services
  Mt. Arlington, NJ
• 04/2021 → 07/2021
  Avantax Insurance Agency, Llc
  Mt. Arlington, NJ
• 05/2018 → 08/2018
  Nisivoccia Llp
  Mt. Arlington, NJ
• 08/2016 → 05/2020
  Virginia Tech
  Blacksburg, VA
• 06/2017 → 08/2017
  Camp Jefferson
  Lake Hopatcong, NJ
• 08/2021 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 06/2020 → 03/2021
  Unemployment
  Blacksburg, VA
• 05/2019 → 08/2019
  Transamerica Financial Advisors
  Fairfield, NJ

Previous Registrations

• 2021-07-06 → 2021-08-04
  Avantax Advisory Services
  Mt. Arlington, NJ

Exams

• S66 Uniform Combined State Law Examination
  2021-07-02

Other Names

• John B Hartmann
• Jack Hartmann
• John Hartmann