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Michael A Rois

Charles Schwab & Co., Inc.

St Louis, MO

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-01-17
  • MO RA
    APPROVED
    Since 2025-01-17

Branch Locations

500 Maryville University Drive, St Louis, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Inc. Saint Louis MO 07/2020 02/2023
Westminster College Fulton MO 08/2019 05/2020
Adb Companies Pacific MO 05/2019 08/2019
Westminster College Fulton MO 08/2018 05/2019
Gene Slay's Boys And Girls Club Saint Louis MO 05/2018 08/2018
Westminster College Fulton MO 08/2017 05/2018
Direct Sound Saint Louis MO 05/2017 08/2017
Westminster College Fulton MO 08/2016 05/2017
Charles Schwab & Co., Inc. San Francisco CA 02/2023 Present
  • 07/2020 → 02/2023
    Td Ameritrade Inc.
    Saint Louis, MO
  • 08/2019 → 05/2020
    Westminster College
    Fulton, MO
  • 05/2019 → 08/2019
    Adb Companies
    Pacific, MO
  • 08/2018 → 05/2019
    Westminster College
    Fulton, MO
  • 05/2018 → 08/2018
    Gene Slay's Boys And Girls Club
    Saint Louis, MO
  • 08/2017 → 05/2018
    Westminster College
    Fulton, MO
  • 05/2017 → 08/2017
    Direct Sound
    Saint Louis, MO
  • 08/2016 → 05/2017
    Westminster College
    Fulton, MO
  • 02/2023 → Present
    Charles Schwab & Co., Inc.
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-16
S63 Uniform Securities Agent State Law Examination 2020-12-15
  • S66 Uniform Combined State Law Examination
    2025-01-16
  • S63 Uniform Securities Agent State Law Examination
    2020-12-15
Other Names
  • Michael Angelo Rois
  • Michael A. Rois

View on SEC IAPD

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