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CRD 7279784
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-07-28 |
| OH | RA | APPROVED | 2025-07-24 |
Branch Locations
1135 Ohio Pike, Amelia, OH 45102 • United States
11200 Kenwood Rd., Blue Ash, OH 45242 • United States
5844 Bridgetown Rd., Cincinnati, OH 45248 • United States
5935 Merchants Street, Florence, KY 41042 • United States
8763 Union Centre Blvd, West Chester Twnship, OH 45069 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Huntington National Bank | Cincinnati | OH | 10/2017 | 12/2020 |
| Five Below | Cincinnati | OH | 06/2016 | 10/2017 |
| The Huntington Investment Company | Columbus | OH | 10/2020 | 12/2020 |
| The Huntington Investment Company | Columbus | OH | 12/2020 | 02/2022 |
| The Huntington National Bank | Cincinnati | OH | 12/2020 | 02/2022 |
| The Huntington National Bank | Cincinnati | OH | 02/2022 | 07/2025 |
| The Huntington Investment Company | Columbus | OH | 02/2022 | 07/2025 |
| Lpl Financial Llc | West Chester Township | OH | 07/2025 | Present |
| Kemba Credit Union | West Chester Township | OH | 07/2025 | Present |
1)7/11/2025 - Kemba Investment Services - DBA for LPL Business (entity for LPL business)- Inv. Related- At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 2020-11-16 |
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