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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-02-18 |
Branch Locations
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc | New York | NY | 08/2020 | 04/2021 |
| The University Of Tennessee Knoxville | Knoxville | TN | 08/2016 | 05/2020 |
| Republican Governors Association | Washington | DC | 09/2017 | 03/2018 |
| Lucky Brand Jeans | Nashville | TN | 12/2017 | 12/2017 |
| Unemployed | Nashville | TN | 06/2020 | 07/2020 |
| Fidelity Investments | Southlake | TX | 05/2021 | 02/2026 |
| Fidelity Investments | Boston | MA | 03/2025 | 02/2026 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-02-11 |
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