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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-03-04 |
| TX | RA | APPROVED | 2022-03-03 |
Branch Locations
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
500 N. Franklin Turnpike 3Rd Floor, Suite 322, Ramsey, NJ 07446 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Mahwah | NJ | 09/2013 | 03/2022 |
| Raymond James Financial Services, Inc. | Ramsey | NJ | 03/2022 | 05/2022 |
| Steward Partners Investment Advisory Llc | Ramsey | NJ | 03/2022 | Present |
| Ramapo Wealth Advisors Affiliated With Steward Partners | Ramsey | NJ | 03/2022 | Present |
| Steward Partners Investment Solutions, Llc | Ramsey | NJ | 05/2022 | Present |
1) Steward Partners Investment Advisory, LLC. - Investment related: Yes. Address: Ramsey, NJ Nature of the business: Independent RIA. Position: Registered Support Staff. Start Date: 03/2022. Hours per month devoted to this business: 0. Hours per month devoted to this business during trading hours: 0. Description of Duties: Support advisory services for clients. 2) Steward Partners Global Advisory, LLC. - Investment related: Yes. Address: Ramsey, NJ Nature of the business: Support company/DBA (Non-owner). Position: Partner. Start Date: 03/2022. Hours per month devoted to this business: 0. Hours per month devoted to this business during trading hours: 0. Description of Duties: Employee. 3) Ramapo Wealth Advisors Affiliated with Steward Partners- Investment related: Yes. Address: Ramsey, NJ. Nature of the business: Support Company/DBA (Non-owner). Position: Affiliate/Financial Advisor Support. Start Date: 03/2022. Hours per month devoted to this business: 0. Hours per month devoted to this business during trading hours: 0. Description of Duties: Support securities sales and advisory services for clients.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-13 |
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