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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-03-04
TX RA APPROVED 2022-03-03
  • NJ RA
    APPROVED
    Since 2022-03-04
  • TX RA
    APPROVED
    Since 2022-03-03

Branch Locations

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

500 N. Franklin Turnpike 3Rd Floor, Suite 322, Ramsey, NJ 07446 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Mahwah NJ 09/2013 03/2022
Raymond James Financial Services, Inc. Ramsey NJ 03/2022 05/2022
Steward Partners Investment Advisory Llc Ramsey NJ 03/2022 Present
Ramapo Wealth Advisors Affiliated With Steward Partners Ramsey NJ 03/2022 Present
Steward Partners Investment Solutions, Llc Ramsey NJ 05/2022 Present
  • 09/2013 → 03/2022
    Mahwah, NJ
  • 03/2022 → 05/2022
    Raymond James Financial Services, Inc.
    Ramsey, NJ
  • 03/2022 → Present
    Ramsey, NJ
  • 03/2022 → Present
    Ramapo Wealth Advisors Affiliated With Steward Partners
    Ramsey, NJ
  • 05/2022 → Present
    Steward Partners Investment Solutions, Llc
    Ramsey, NJ
Previous Registrations
Other Businesses

1) Steward Partners Investment Advisory, LLC. - Investment related: Yes. Address: Ramsey, NJ Nature of the business: Independent RIA. Position: Registered Support Staff. Start Date: 03/2022. Hours per month devoted to this business: 0. Hours per month devoted to this business during trading hours: 0. Description of Duties: Support advisory services for clients. 2) Steward Partners Global Advisory, LLC. - Investment related: Yes. Address: Ramsey, NJ Nature of the business: Support company/DBA (Non-owner). Position: Partner. Start Date: 03/2022. Hours per month devoted to this business: 0. Hours per month devoted to this business during trading hours: 0. Description of Duties: Employee. 3) Ramapo Wealth Advisors Affiliated with Steward Partners- Investment related: Yes. Address: Ramsey, NJ. Nature of the business: Support Company/DBA (Non-owner). Position: Affiliate/Financial Advisor Support. Start Date: 03/2022. Hours per month devoted to this business: 0. Hours per month devoted to this business during trading hours: 0. Description of Duties: Support securities sales and advisory services for clients.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-13
  • S66 Uniform Combined State Law Examination
    2021-03-13
Designations
Other Names
  • Yanbin Lin
  • Yan Bin Lin

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