Alexis Erin Gallati

Employer firm

Creative Planning Institutional Advisors, LLC CRD 126777

$37.5B regulatory AUM 1,732 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Creative Planning Institutional Advisors, Llc

4000 Macarthur Blvd. Suite 1050, Newport Beach, CA 92660 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APP_PEND_IARCE	2026-01-01

TN RA
APP_PEND_IARCE

Since 2026-01-01

Branch Locations

4000 Macarthur Blvd. Suite 1050, Newport Beach, CA 92660 • United States

3834 Sutherland Avenue, Knoxville, TN 37919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Forta Financial Group, Inc	Greenwood Village	CO	07/2020	10/2021
Cerebral Tax Advisors, Inc.	Knoxville	TN	05/2014	Present

07/2020 → 10/2021

Forta Financial Group, Inc

Greenwood Village, CO
05/2014 → Present

Cerebral Tax Advisors, Inc.

Knoxville, TN

Previous Registrations

2020-08-05 → 2021-10-04

Forta Financial Group, Inc.

Greenwood Village, CO

Knoxville, TN

Other Businesses

1) Cerebral Tax Advisors, Inc; Not investment related; 2042 Town Center Blvd PMB110, Knoxville, TN 37922; Tax Advisory and Compliance; Owner & Lead Tax Strategist; 05/2014; 160 hrs per month; 160 hours per month; Tax advisory, tax compliance, business development, marketing, sales. DBA for SageView Advisory Group, LLC services is "Cerebral Wealth Management, LLC" (EIN 85-2015725)

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-06-09

S65 Uniform Investment Adviser Law Examination

2020-06-09

Other Names

Alexis Van Uitert

View on SEC IAPD