Best Investors Account Sign in

Nolan Prendergast

J.P. Morgan Securities LLC

New York, NY

CRD 7278812

Claim This Profile
Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-01-31
TX RA APPROVED 2022-01-31
  • NY RA
    APPROVED
    Since 2022-01-31
  • TX RA
    APPROVED
    Since 2022-01-31

Branch Locations

2 Park Avenue, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Miami Coral Gables FL 08/2016 05/2020
Equitable Advisors Llc Woodbury NY 08/2020 11/2021
Jpmorgan Chase Bank, N.A. New York NY 12/2021 Present
Compass Group Usa Forest Hills NY 06/2019 11/2024
J.P. Morgan Securities Llc New York NY 12/2021 Present
Dolls In Couture Miami FL 01/2019 06/2019
Unemployed Garden City NY 05/2020 07/2020
Best Beverage Catering Company Forest Hills NY 06/2019 11/2024
Equitable Advisors Woodbury NY 08/2020 11/2021
New Caps Llc Forest Hills NY 06/2019 11/2024
Ems Vending Forest Hills Concert Stadium Forest Hills NY 08/2022 10/2024
  • 08/2016 → 05/2020
    University Of Miami
    Coral Gables, FL
  • 08/2020 → 11/2021
    Woodbury, NY
  • 12/2021 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 06/2019 → 11/2024
    Compass Group Usa
    Forest Hills, NY
  • 12/2021 → Present
    New York, NY
  • 01/2019 → 06/2019
    Dolls In Couture
    Miami, FL
  • 05/2020 → 07/2020
    Unemployed
    Garden City, NY
  • 06/2019 → 11/2024
    Best Beverage Catering Company
    Forest Hills, NY
  • 08/2020 → 11/2021
    Equitable Advisors
    Woodbury, NY
  • 06/2019 → 11/2024
    New Caps Llc
    Forest Hills, NY
  • 08/2022 → 10/2024
    Ems Vending Forest Hills Concert Stadium
    Forest Hills, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-24
  • S66 Uniform Combined State Law Examination
    2020-08-24
Other Names
  • Nolan Prendergast
  • Nolan James Prendergast

View on SEC IAPD

More in New York, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor