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Peter Eric Willis

Rockefeller Financial LLC

Chicago, IL

Oak Brook, IL

CRD 7278455

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Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-22
IL RA APPROVED 2023-01-20
  • TX RA
    APPROVED
    Since 2023-02-22
  • IL RA
    APPROVED
    Since 2023-01-20

Branch Locations

222 West Adams Suite 2450, Chicago, IL 60606 • United States

701 Harger Road, Suite 210, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rockefeller Finacial Llc Oak Brook IL 06/2022 Present
Student Saint Charles IL 01/2011 08/2018
Student Villanova PA 08/2018 05/2022
Rockefeller Capital Management Oak Brook IL 12/2021 05/2022
  • 06/2022 → Present
    Rockefeller Finacial Llc
    Oak Brook, IL
  • 01/2011 → 08/2018
    Student
    Saint Charles, IL
  • 08/2018 → 05/2022
    Student
    Villanova, PA
  • 12/2021 → 05/2022
    Rockefeller Capital Management
    Oak Brook, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-19
  • S66 Uniform Combined State Law Examination
    2023-01-19

View on SEC IAPD

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Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

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