Abby Ann Lord

Tiaa-Cref Individual & Institutional Services, LLC

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Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2021-09-15

NC RA
APPROVED

Since 2021-09-15

Branch Locations

Charlotte, NC • United States

8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa-Cref Individual & Institutional Services, Llc	Charlotte	NC	07/2020	Present
Tiaa	Charlotte	NC	07/2020	Present
Beach And Associates	Burlington	NC	10/2019	06/2020
Maine Savings Federal Credit Union	Hampden	ME	05/2018	12/2018
Tiaa	Waltham	MA	06/2019	08/2019
Elon University	Elon	NC	08/2016	05/2020
Maine Savings Fed. Credit Union	Hampden	ME	05/2017	12/2017

07/2020 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Charlotte, NC
07/2020 → Present

Tiaa

Charlotte, NC
10/2019 → 06/2020

Beach And Associates

Burlington, NC
05/2018 → 12/2018

Maine Savings Federal Credit Union

Hampden, ME
06/2019 → 08/2019

Tiaa

Waltham, MA
08/2016 → 05/2020

Elon University

Elon, NC
05/2017 → 12/2017

Maine Savings Fed. Credit Union

Hampden, ME

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-10-16

S66 Uniform Combined State Law Examination

2020-10-16

Other Names

Abby Lord
Abby A Lord

View on SEC IAPD

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