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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-02-27
  • MA RA
    APPROVED
    Since 2023-02-27

Branch Locations

201 Washington St Ste 300, Boston, MA 02108 • United States

Madison, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Putnam Investments Andover MA 07/2020 08/2020
Putnam Investments/Putnam Retail Management Boston MA 01/2021 01/2023
Umass Lowell Residence Life Lowell MA 09/2019 03/2020
Southern Kin Sommerville MA 04/2019 08/2019
Novogradac Andover MA 01/2019 04/2019
Uber San Francisco CA 09/2018 01/2021
Legal Seafood Sommerville MA 05/2018 09/2018
Hard Rock Cafe Boston MA 12/2016 09/2017
Umass Lowell Lowell MA 09/2016 12/2020
Papagayo Sommerville MA 05/2015 09/2016
Lpl Financial Llc Boston MA 02/2023 Present
  • 07/2020 → 08/2020
    Putnam Investments
    Andover, MA
  • 01/2021 → 01/2023
    Putnam Investments/Putnam Retail Management
    Boston, MA
  • 09/2019 → 03/2020
    Umass Lowell Residence Life
    Lowell, MA
  • 04/2019 → 08/2019
    Southern Kin
    Sommerville, MA
  • 01/2019 → 04/2019
    Novogradac
    Andover, MA
  • 09/2018 → 01/2021
    Uber
    San Francisco, CA
  • 05/2018 → 09/2018
    Legal Seafood
    Sommerville, MA
  • 12/2016 → 09/2017
    Hard Rock Cafe
    Boston, MA
  • 09/2016 → 12/2020
    Umass Lowell
    Lowell, MA
  • 05/2015 → 09/2016
    Papagayo
    Sommerville, MA
  • 02/2023 → Present
    Boston, MA
Previous Registrations
Other Businesses

1. 3/9/2023 - Uber - Not Investment Related - 1455 Market St. Ste 400 San Francisco CA 94103 - Outside/W-2 Employment - Driver - Start Date - 01/16/2023 - 50 Hours Per Month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-21
  • S66 Uniform Combined State Law Examination
    2021-06-21
Other Names
  • Raul Alves Ramos

View on SEC IAPD

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