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One Embarcadero Center Ste 2530, San Francisco, CA 94111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-04 |
Branch Locations
One Embarcadero Center Ste 2530, San Francisco, CA 94111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Baker Avenue Asset Management | San Francisco | CA | 05/2026 | Present |
| Assetmark Financial Holdings, Inc. | Concord | CA | 04/2020 | 11/2023 |
| Aerotek | San Ramon | CA | 10/2019 | 04/2020 |
| Bank Of America | Walnut Creek | CA | 04/2017 | 09/2019 |
| Truewireless | Walnut Creek | CA | 12/2016 | 04/2017 |
| Concord Hilton | Concord | CA | 06/2016 | 12/2016 |
| Assetmark Brokerage, Llc | Concord | CA | 04/2020 | 11/2023 |
| Ameriprise Financial Services, Llc | Walnut Creek | CA | 11/2023 | 05/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-30 |
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