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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-08
FL RA APPROVED 2020-11-23
  • TX RA
    APPROVED
    Since 2021-02-08
  • FL RA
    APPROVED
    Since 2020-11-23

Branch Locations

9100 Conroy Windermere Road, Windermere, FL 34786 • United States

Windermere, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Eaton Indianapolis IN 07/2019 12/2020
Eaton's Crouse-Hinds Business Charlotte NC 07/2007 07/2019
Thrivent Investment Management Inc Windermere FL 07/2020 Present
Thrivent Financial Appleton WI 12/2020 04/2021
Thrivent Financial Appleton WI 04/2021 Present
  • 07/2019 → 12/2020
    Eaton
    Indianapolis, IN
  • 07/2007 → 07/2019
    Eaton's Crouse-Hinds Business
    Charlotte, NC
  • 07/2020 → Present
    Windermere, FL
  • 12/2020 → 04/2021
    Thrivent Financial
    Appleton, WI
  • 04/2021 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

PURDUE ALUMNI OF CENTRAL FLORIDA POSITION: President NATURE: Alumni Club for Purdue University- Social and Alumni engagement group. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2024 ADDRESS: 1163 Estancia Woods Loop, Windermere FL 34786, United States DESCRIPTION: Point of Contactfor the University " Purdue for Life Foundation" and assist with organizing local social events for Alumni to engage and network together. TAS HOLDINGS LLC POSITION: Vice President NATURE: Owner of Commercial Property - Recently Sold. Looking for new property to invest in. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/29/2018 ADDRESS: 1163 Estancia Woods Loop, Windermere FL 34786, United States DESCRIPTION: Co-Owner of holdings company that owns (1) commercial property for rent. I am not paid a salary from the organization (LLC) as the entity was only created to own the property mortgage. I handle the annual tax filing, monthly collection of rent and annual inspection the property for damage. WINDERMERE LITTLE LEAGUE- BOARD OF DIRECTORS POSITION: Secretary Position NATURE: Windermere Little League Baseball board of directors - non profit organization INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 03/05/2023 ADDRESS: PO Box 552, Windermere FL 34786, United States DESCRIPTION: Service as board member on duty throughout the season to represent the league in the event of game conflict or emergency situation. Handle note taking during scheduled board meeting. EATON POSITION: Senior Sales Representative NATURE: Eaton is an electrical and power management manufacturer. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/11/2026 ADDRESS: 8529 Southpark Circle, Orlando FL 32819, United States DESCRIPTION: Manufacturers rep for Eaton GEIS electrical products business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-18
  • S66 Uniform Combined State Law Examination
    2020-11-18

View on SEC IAPD

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