Daniel Joshua Bosworth

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2020 → 11/2024
  Pruco Securities, Llc.
  Houston, TX
• 08/2019 → 07/2020
  Self Employed
  Spring, TX
• 01/2016 → 07/2019
  Cumic Usa Inc.
  Houston, TX
• 09/2020 → Present
  Prudential Insurance Company Of America
  Houston, TX
• 11/2024 → Present
  Lpl Enterprise, Llc
  Houston, TX

Previous Registrations

• 2021-12-21 → 2024-11-14
  Pruco Securities, Llc.
  Houston, TX

Other Businesses

1. 05/14/2025 - Blue Cross Blue Shield of Texas - Non-Variable Insurance - Houston, TX - INV REL - Start Date 09/29/2023 - 5hrs/mth 2. 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-11-23
• S63 Uniform Securities Agent State Law Examination
  2020-08-24

Other Names

• Daniel Joshua Bosworth
• Daniel Bosworth