Cynthia C Arana

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-10-23
AZ	RA	APPROVED	2025-10-14

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Morgan Stanley	Scottsdale	AZ	05/2025	Present
Northern Trust	Chicago	IL	07/2021	08/2022
Northern Trust	Chicago	IL	08/2022	04/2025
Morgan Stanley	Scottsdale	AZ	03/2021	05/2021
Goldman Sachs	Salt Lake City	UT	07/2020	08/2020
L3 Harris Technologies	Phoenix	AZ	06/2019	11/2019
Lifetime Fitness	Scottsdale	AZ	05/2018	08/2018
Arizona State University - Barrett, The Honors College	Tempe	AZ	08/2017	05/2021
Notre Dame Preparatory High School	Scottsdale	AZ	08/2013	05/2017

05/2025 → Present

Morgan Stanley

Scottsdale, AZ
07/2021 → 08/2022

Northern Trust

Chicago, IL
08/2022 → 04/2025

Northern Trust

Chicago, IL
03/2021 → 05/2021

Morgan Stanley

Scottsdale, AZ
07/2020 → 08/2020

Goldman Sachs

Salt Lake City, UT
06/2019 → 11/2019

L3 Harris Technologies

Phoenix, AZ
05/2018 → 08/2018

Lifetime Fitness

Scottsdale, AZ
08/2017 → 05/2021

Arizona State University - Barrett, The Honors College

Tempe, AZ
08/2013 → 05/2017

Notre Dame Preparatory High School

Scottsdale, AZ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-04-08