Alexis M. Heim

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2021 → 09/2023
  Goldman Sachs Co.
  Houston, TX
• 08/2017 → 05/2021
  Vanderbilt University
  Nashville, TN
• 06/2020 → 08/2020
  Goldman Sachs Co.
  Houston, TX
• 05/2019 → 07/2019
  Salient
  Houston, TX
• 05/2018 → 08/2018
  Zabel Freeman
  Houston, TX
• 08/2013 → 05/2017
  The Kinkaid School
  Houston, TX
• 02/2021 → 06/2021
  Avantstay
  Nashville, TN
• 06/2017 → 07/2017
  Unemployed
  Houston, TX
• 10/2023 → 12/2023
  Unemployed
  Houston, TX
• 01/2024 → Present
  Jpmorgan Chase Bank, Na
  Houston, TX
• 01/2024 → Present
  Jpmorgan Securities Llc
  Houston, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-01-29
• S63 Uniform Securities Agent State Law Examination
  2021-08-31

Other Names

• Alexis Heim
• Alexis Meredith Heim