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Zaineb Sumayya Sohail

Kaizen Financial Strategies, LLC

Pleasanton, CA

CRD 7277093

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Employer firm

Kaizen Financial Strategies, LLC CRD 298248

$287M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Kaizen Financial Strategies, Llc

6700 Koll Center Parkway Suite 255, Pleasanton, CA 94566 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-12-13
  • CA RA
    APPROVED
    Since 2021-12-13

Branch Locations

6700 Koll Center Parkway Suite 255, Pleasanton, CA 94566 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ivy Admissions San Mateo CA 02/2017 Present
Kaizen Financial Strategies, Llc Campbell CA 02/2020 Present
Student Claremont CA 02/2010 05/2019
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-11
  • S65 Uniform Investment Adviser Law Examination
    2021-12-11

View on SEC IAPD

Nearby Firms

PRUDENT PROSPERA PLANNING, INC.
CETERA INVESTMENT ADVISERS LLC
PANDECT CATALYST FUND MANAGEMENT LLC

Nearby Investors

ATUL C DUBAL
JONATHAN CHARLES ILLIG
HOWARD COREY HERTZ

Nearby Offices

PRUDENT PROSPERA PLANNING, INC. · PLEASANTON, CA
CETERA INVESTMENT ADVISERS LLC · PLEASANTON, CA
PANDECT CATALYST FUND MANAGEMENT LLC · PLEASANTON, CA

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