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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-12
CA RA APPROVED 2022-05-10
  • TX RA
    APPROVED
    Since 2022-05-12
  • CA RA
    APPROVED
    Since 2022-05-10

Branch Locations

2555-2595 W Chandler Blvd Ci Client Management, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Omaha NE 07/2020 02/2022
Delta Global Services Omaha NE 04/2018 07/2019
Werner Enterprises Omaha NE 01/2016 05/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 02/2022 Present
Bank Of America, N.A. Chandler AZ 05/2022 Present
  • 07/2020 → 02/2022
    Td Ameritrade
    Omaha, NE
  • 04/2018 → 07/2019
    Delta Global Services
    Omaha, NE
  • 01/2016 → 05/2020
    Werner Enterprises
    Omaha, NE
  • 02/2022 → Present
    Chandler, AZ
  • 05/2022 → Present
    Bank Of America, N.A.
    Chandler, AZ
Other Businesses

Name: Arbor Roofing & Construction LLC, Role: Co-owner, Type: Other, Start Date: 07/22/2019, Investment Related?: No, Address: 13548 Discovery Dr Suite K, Omaha, NE 68135, Number of Hours/Mo: 8, Duties: Ordering Materials and paying bills. Name: NA, Role: Landlord, Type: Rental Property, Start Date: 08/27/2021, Investment Related?: No, Address: 19472 Fail Ave, Omaha, NE 68135, Duties: This is not a business, I rented out my house in Omaha, NE and I rented an apartment in Gilbert, AZ Name: Arbor Roofing & Construction, Role: Partner, Type: Other, Start Date: 07/23/2019, Investment Related?: No, Address: 13548 Discovery Dr Suit K, Omaha, NE 68137, Number of Hours/Mo: 10, Duties: writing estimates, entering leads in the system. I*1425273 For profit or not for profit: Entity For Profit Name of outside business organization: Lime solutions LLC Investment related: N Address of business: Gilbert, Arizona, 85295, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 6/30/2023 Number of hours devoted: 20 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Created a LLC for my two rental properties. I am going to managed the rental properties. I*1429267 For profit or not for profit: Name of outside business organization: Rental Property 2 Investment related: N Address of business: casa grande, Arizona, 85122, United States Nature of business: Position, title, association: Sole owner, Start date of relationship: 7/1/2023 Number of hours devoted: 10 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: ,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-09
S63 Uniform Securities Agent State Law Examination 2021-11-23
  • S66 Uniform Combined State Law Examination
    2022-05-09
  • S63 Uniform Securities Agent State Law Examination
    2021-11-23
Other Names
  • Nawabi Abdul Wahid
  • Wahid Nawabi
  • Abdul Wahid Nawabi
  • Abdul Wahid Nawabi
  • Abdul Wahid Wahid Nawabi

View on SEC IAPD

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