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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-05-12 |
| CA | RA | APPROVED | 2022-05-10 |
Branch Locations
2555-2595 W Chandler Blvd Ci Client Management, Chandler, AZ 85224 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Omaha | NE | 07/2020 | 02/2022 |
| Delta Global Services | Omaha | NE | 04/2018 | 07/2019 |
| Werner Enterprises | Omaha | NE | 01/2016 | 05/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 02/2022 | Present |
| Bank Of America, N.A. | Chandler | AZ | 05/2022 | Present |
Name: Arbor Roofing & Construction LLC, Role: Co-owner, Type: Other, Start Date: 07/22/2019, Investment Related?: No, Address: 13548 Discovery Dr Suite K, Omaha, NE 68135, Number of Hours/Mo: 8, Duties: Ordering Materials and paying bills. Name: NA, Role: Landlord, Type: Rental Property, Start Date: 08/27/2021, Investment Related?: No, Address: 19472 Fail Ave, Omaha, NE 68135, Duties: This is not a business, I rented out my house in Omaha, NE and I rented an apartment in Gilbert, AZ Name: Arbor Roofing & Construction, Role: Partner, Type: Other, Start Date: 07/23/2019, Investment Related?: No, Address: 13548 Discovery Dr Suit K, Omaha, NE 68137, Number of Hours/Mo: 10, Duties: writing estimates, entering leads in the system. I*1425273 For profit or not for profit: Entity For Profit Name of outside business organization: Lime solutions LLC Investment related: N Address of business: Gilbert, Arizona, 85295, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 6/30/2023 Number of hours devoted: 20 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Created a LLC for my two rental properties. I am going to managed the rental properties. I*1429267 For profit or not for profit: Name of outside business organization: Rental Property 2 Investment related: N Address of business: casa grande, Arizona, 85122, United States Nature of business: Position, title, association: Sole owner, Start date of relationship: 7/1/2023 Number of hours devoted: 10 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: ,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 2021-11-23 |
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