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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-05-02
IL RA APPROVED 2023-04-28
  • TX RA
    APPROVED_RES
    Since 2023-05-02
  • IL RA
    APPROVED
    Since 2023-04-28

Branch Locations

3161 W White Oaks Dr, Springfield, IL 62704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 08/2020 04/2023
Porta High School Petersburg IL 07/2014 06/2017
Pleasant Plains Cusd #8 Pleasant Plains IL 08/2017 06/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Springfield IL 04/2023 Present
Bank Of America, N.A. Springfield IL 05/2023 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY, OWNER/LANDLORD, YARDWORK AND MAINTENANCE, START DATE 06.2019, 2 HOURS PER MO, NO COMP. RENTAL PROPERTY, OWNER AND LANDLORD, START 09.2021, 3 HRS PER MO I*: 2141263 Entity Type: Entity Charitable Name of OBA: Lincoln Memorial Garden Address: Springfield, IL 62712 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 03/12/2025 No Hours: 2hr/mo No Hours during trading:0 Duties: Lincoln Memorial Garden operates a non-profit outdoor wilderness area. It is a 100-acre site that features over 6 miles of scenic trails that wind through the Gardens restored prairies, woodlands and wetlands. I will hopefully be joining the board in Feb/March of 2025. My responsibilities as a board member will to help facilitate the administration of projects. I*: 2384310 Entity Type: Charitable Name of OBA: Kidzeum Address: Springfield, IL 62701 Investment Related: No Position, Title, Association: Board member Employee Start Date: 05/01/2025 Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: Kidzeum is a museum that offers interactive exhibits and programs to inspire children to explore science, health and environment. I will be serving on the board to help facilitate fundraising and to help with operational decisions.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-10
  • S66 Uniform Combined State Law Examination
    2020-09-10
Other Names
  • Keith D. Johnson
  • Keith Johnson

View on SEC IAPD

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