Andrew John Murphy

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2024-09-13
TX	RA	APPROVED	2024-09-13

MD RA
APPROVED

Since 2024-09-13
TX RA
APPROVED

Since 2024-09-13

Branch Locations

7272 Wisconsin Avenue 23Rd Floor, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Bethesda	MD	06/2009	09/2024
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	09/2024
Ubs Financial Services	Bethesda	MD	09/2024	Present
Morgan Stanley Private Bank, N.A	New York	NY	01/2015	Present

06/2009 → 09/2024

Morgan Stanley

Bethesda, MD
01/2015 → 09/2024

Morgan Stanley Private Bank, National Association

New York, NY
09/2024 → Present

Ubs Financial Services

Bethesda, MD
01/2015 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2009-06-01 → 2024-09-27

Morgan Stanley

Bethesda, MD

Potomac, MD

Bethesda, MD
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Bethesda, MD
2005-05-09 → 2007-04-02

Morgan Stanley Dw Inc.

Bethesda, MD

Bethesda, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-05-03

S66 Uniform Combined State Law Examination

2005-05-03

Other Names

Andrew Murphy

View on SEC IAPD

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Other Investors

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Brian Hawthorne-Codato

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FREDERICK THOMAS TURNER

Other Offices

LGG FINANCIAL · BETHESDA, MD

BLUE SPARROW FUNDS GP LLC · BETHESDA, MD

KALAMATA ASSET MANAGEMENT LLC · BETHESDA, MD

GLASSY MOUNTAIN ADVISORS, INC. · BETHESDA, MD

NOORDZEE CAPITAL LLC · BETHESDA, MD

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BETHESDA, MD

HIGHTOWER ADVISORS, LLC · BETHESDA, MD

GOLDEN WEALTH STRATEGIES · Bethesda, MD

More in Bethesda, MD

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