Jonathan A Oakes

Current Employers

Employment History

• 05/2014 → 01/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Knoxville, TN
• 08/2014 → 01/2022
  Bank Of America, N.A.
  Knoxville, TN
• 01/2022 → Present
  Ubs Financial Services, Inc.
  Knoxville, TN

Previous Registrations

• 2014-06-17 → 2022-01-27
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Knoxville, TN
• 2013-08-12 → 2014-05-15
  Leconte Wealth Management, Llc
  Maryville, TN
• 2009-01-16 → 2013-09-11
  Commonwealth Financial Network
  Maryville, TN
• 2008-04-09 → 2009-01-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Knoxville, TN
• 2004-10-26 → 2005-12-12
  Landoak Securities, Llc
  Knoxville, TN
• 2004-02-27 → 2004-11-02
  Ameriprise Financial Services, Llc
  Knoxville, TN

Other Businesses

I*79382 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: EPISCOPAL CHURCH OF THE ASCENSION INVESTMENT RELATED: N ADDRESS OF BUSINESS: KNOXVILLE, TENNESSEE 37919 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 42036 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ENTITY IS A LOCAL EPISCOPAL PARISH. RESPONSIBILITIES OF GENERAL LAY LEADERSHIP OF THE PARISH, INCLUDING FINANCIAL OVERSIGHT WITHIN A COMMITTEE. I HAVE BEEN ASKED TO ASSUME THE ROLE OF SENIOR WARDEN, WHICH IS GOVERNING BOARD LEADERSHIP. I*126492 For profit or not for profit: Non-Profit Organization Name of outside business organization: Episcopal Church of the Ascension Investment related: N Address of business: Knoxville, Tennessee 37919 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 10/1/2019 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: The Episcopal Church of the Ascension is an Episcopal Church in Knoxville, Tennessee. I have been asked to chair a committee to consider a capital fundraising campaign, to make recommendations to the church's governing board regarding scope/goals. Ijams Nature Center - Knoxville, TN Board Member Non-investment related and no financial authority Duties include general community engagement and organizational leadership 01/01/2022 - still active (3 year term) Episcopal Endowment Corporation / 3700 Woodmont BoulevardNashvilleTennessee37215 / Managing the investments for Episcopal parishes' endowments / Foundation / General advice on managing assets of, and contributions to/distributions from, the endowment. / 6/1/2022

Exams

• S66 Uniform Combined State Law Examination
  2008-04-07
• S63 Uniform Securities Agent State Law Examination
  1998-10-15

Other Names

• Jonathan Andrew Oakes
• Andy Oakes
• Andy Oakes