Steven Marroquin

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2020 → 09/2022
  Mutual Of America Financial Group
  New York, NY
• 06/2020 → 06/2020
  Unemployed
  Los Angeles, CA
• 07/2015 → 01/2020
  Bank Of America
  Los Angeles, CA
• 09/2022 → 12/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hollywood, CA
• 08/2014 → 05/2020
  California State University Northridge
  Northridge, CA
• 09/2022 → 12/2024
  Bank Of America, N.A.
  Hollywood, CA
• 01/2025 → Present
  J.P. Morgan Securities Llc
  Huntington Park, CA
• 01/2025 → Present
  Jpmorgan Chase Bank, N.A.
  Huntington Park, CA
• 09/2020 → 09/2022
  Mutual Of America Securities Llc
  New York, NY
• 07/2020 → 11/2020
  Mutual Of America Life Insurance Company
  New York, NY

Previous Registrations

• 2023-01-24 → 2024-12-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hollywood, CA
  New York, NY
  Hollywood, CA
  Hollywood, CA
  Hollywood, CA
  Hollywood, CA
  Hollywood, CA
  Los Angeles, CA
  Los Angeles, CA

Exams

• S66 Uniform Combined State Law Examination
  2023-01-12

Other Names

• Steven Marroquin
• Steven Joshua Marroquin
• Steven J Marroquin