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Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-08-20
  • TX RA
    APPROVED
    Since 2020-08-20

Branch Locations

6200 Savoy Dr #701, Houston, TX 77036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Houston TX 07/2020 Present
Wfgia Houston TX 10/2018 Present
Chevron Phillips Chemical Company Sweeny TX 08/2011 Present
Sudheer Indala Pearland TX 07/2015 Present
  • 07/2020 → Present
    Transamerica Financial Advisors, Inc
    Houston, TX
  • 10/2018 → Present
    Wfgia
    Houston, TX
  • 08/2011 → Present
    Chevron Phillips Chemical Company
    Sweeny, TX
  • 07/2015 → Present
    Sudheer Indala
    Pearland, TX
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc CHEVRON PHILLIPS CHEMICAL COMPANY/Investment Related - No/21441 Loop 419, Sweeny, TX 77480/I work as Environmental Engineer at Chevron Phillips Chemical Company LP./Environmental Engineer/08.2011/160/160/Air Permitting and Compliance SUDHEER INDALA POSITION: Owner NATURE: rental property INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2015 ADDRESS: 9716 Berkshire Trc, Pearland TX 77584, United States DESCRIPTION: Own a rental property.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-09-23
S65 Uniform Investment Adviser Law Examination 2020-08-20
  • S63 Uniform Securities Agent State Law Examination
    2020-09-23
  • S65 Uniform Investment Adviser Law Examination
    2020-08-20

View on SEC IAPD

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