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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-08-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Houston | TX | 07/2020 | Present |
| Wfgia | Houston | TX | 10/2018 | Present |
| Chevron Phillips Chemical Company | Sweeny | TX | 08/2011 | Present |
| Sudheer Indala | Pearland | TX | 07/2015 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc CHEVRON PHILLIPS CHEMICAL COMPANY/Investment Related - No/21441 Loop 419, Sweeny, TX 77480/I work as Environmental Engineer at Chevron Phillips Chemical Company LP./Environmental Engineer/08.2011/160/160/Air Permitting and Compliance SUDHEER INDALA POSITION: Owner NATURE: rental property INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2015 ADDRESS: 9716 Berkshire Trc, Pearland TX 77584, United States DESCRIPTION: Own a rental property.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-09-23 |
| S65 | Uniform Investment Adviser Law Examination | 2020-08-20 |
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