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Sam Latif

Pnc Wealth Management LLC

Katy, TX

Austin, TX

CRD 7276591

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Employer firm

Pnc Wealth Management LLC CRD 129052

$30.3B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-24
  • TX RA
    APPROVED
    Since 2023-05-24

Branch Locations

Katy, TX • United States

1703 W. 5Th St 5Th Floor, Austin, TX 78703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Bank Of Texas Houston TX 01/2016 04/2017
Bbva Usa Birmingham AL 04/2017 06/2021
Bbva Securities Inc. Katy TX 06/2020 06/2021
Bbva Insurance Agency, Inc. Austin TX 03/2020 06/2021
Pnc Investments Llc Katy TX 12/2022 Present
Pnc Bank Katy TX 06/2021 01/2024
  • 01/2016 → 04/2017
    State Bank Of Texas
    Houston, TX
  • 04/2017 → 06/2021
    Bbva Usa
    Birmingham, AL
  • 06/2020 → 06/2021
    Bbva Securities Inc.
    Katy, TX
  • 03/2020 → 06/2021
    Bbva Insurance Agency, Inc.
    Austin, TX
  • 12/2022 → Present
    Pnc Investments Llc
    Katy, TX
  • 06/2021 → 01/2024
    Pnc Bank
    Katy, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-23
S63 Uniform Securities Agent State Law Examination 2020-07-29
  • S65 Uniform Investment Adviser Law Examination
    2023-05-23
  • S63 Uniform Securities Agent State Law Examination
    2020-07-29

View on SEC IAPD

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