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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-03-30
SC RA APPROVED 2022-03-30
TX RA APPROVED 2022-03-30
  • NC RA
    APPROVED
    Since 2022-03-30
  • SC RA
    APPROVED
    Since 2022-03-30
  • TX RA
    APPROVED
    Since 2022-03-30

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Marquette University Milwaukee WI 06/2016 05/2018
Adesa New Jersey Manville NJ 05/2018 08/2018
Marquette University Milwaukee WI 08/2018 06/2019
Primary Financial Edison NJ 06/2019 08/2019
Marquette University Milwaukee WI 08/2019 05/2020
Unemployed Flemington NJ 05/2020 07/2020
Ubs Weehawken NJ 07/2020 03/2022
Lpl Financial Llc Fort Mill SC 03/2022 Present
  • 06/2016 → 05/2018
    Marquette University
    Milwaukee, WI
  • 05/2018 → 08/2018
    Adesa New Jersey
    Manville, NJ
  • 08/2018 → 06/2019
    Marquette University
    Milwaukee, WI
  • 06/2019 → 08/2019
    Primary Financial
    Edison, NJ
  • 08/2019 → 05/2020
    Marquette University
    Milwaukee, WI
  • 05/2020 → 07/2020
    Unemployed
    Flemington, NJ
  • 07/2020 → 03/2022
    Ubs
    Weehawken, NJ
  • 03/2022 → Present
    Fort Mill, SC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-26
  • S66 Uniform Combined State Law Examination
    2020-10-26

View on SEC IAPD

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