Roney Jun

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2020 → 05/2022
  New York Life
  Austin, TX
• 03/2019 → 07/2020
  Gartner
  Irving, TX
• 01/2019 → 03/2019
  Unemployed
  Columbia, IL
• 05/2009 → 01/2019
  U.S. Army
  Indianapolis, IN
• 06/2021 → 05/2022
  Nylife Securities Llc
  Austin, TX
• 06/2022 → 03/2025
  The Vanguard Group, Inc.
  Plano, TX
• 05/2025 → Present
  Fisher Investments
  Plano, TX

Previous Registrations

• 2022-07-19 → 2024-12-31
  Vanguard Advisers, Inc.
  Plano, TX

Exams

• S66 Uniform Combined State Law Examination
  2022-07-18
• S63 Uniform Securities Agent State Law Examination
  2021-10-04