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Amanda P Carlson

Morgan Stanley

Waukesha, WI

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-26
WI RA APPROVED 2022-04-18
  • TX RA
    APPROVED
    Since 2022-04-26
  • WI RA
    APPROVED
    Since 2022-04-18

Branch Locations

20975 Swenson Drive Suite 300, Waukesha, WI 53186 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Empower Retirement Milwaukee WI 05/2018 06/2021
Cross Country Mortgage Milwaukee WI 11/2017 05/2018
Quicken Loans Cleveland OH 08/2014 11/2017
Morgan Stanley Smith Barney Llc Waukesha WI 12/2021 Present
Wisconsin Endodontic Group Wauwatosa WI 06/2021 12/2021
  • 05/2018 → 06/2021
    Empower Retirement
    Milwaukee, WI
  • 11/2017 → 05/2018
    Cross Country Mortgage
    Milwaukee, WI
  • 08/2014 → 11/2017
    Quicken Loans
    Cleveland, OH
  • 12/2021 → Present
    Morgan Stanley Smith Barney Llc
    Waukesha, WI
  • 06/2021 → 12/2021
    Wisconsin Endodontic Group
    Wauwatosa, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-18
S63 Uniform Securities Agent State Law Examination 2020-09-08
  • S66 Uniform Combined State Law Examination
    2022-04-18
  • S63 Uniform Securities Agent State Law Examination
    2020-09-08
Other Names
  • Amanda Paige Carlson
  • Amanda P Oleszak

View on SEC IAPD

Other Firms

DANA INVESTMENT ADVISORS INC
RAYMOND JAMES & ASSOCIATES, INC.
WELLS FARGO CLEARING SERVICES, LLC
WORLD INVESTMENT ADVISORS, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
OSAIC WEALTH, INC.
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

BRIAN VICTOR LEHKY
MARK RICHARD MIRSBERGER
MIKHAIL I ALKHAZOV
STEVEN ALLEN JAEGER
NOAMAN A.Q. SHARIEF
JEROME JOSEPH VERANTH
MATTHEW ROBERT SLOWINSKI
DANIEL GLENN SIEVERS

Other Offices

DANA INVESTMENT ADVISORS INC · WAUKESHA, WI
DANA INVESTMENT ADVISORS INC · Waukesha, WI
RAYMOND JAMES & ASSOCIATES, INC. · Waukesha, WI
WELLS FARGO CLEARING SERVICES, LLC · WAUKESHA, WI
WORLD INVESTMENT ADVISORS, LLC · Waukesha, WI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAUKESHA , WI
OSAIC WEALTH, INC. · WAUKESHA, WI
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Waukesha, WI

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