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Current Employers
Ae Wealth Management, Llc

2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-12-03
TX RA APPROVED 2022-04-25
KS RA APPROVED 2020-07-16
MO RA APPROVED 2020-07-16
  • MD RA
    APPROVED
    Since 2024-12-03
  • TX RA
    APPROVED
    Since 2022-04-25
  • KS RA
    APPROVED
    Since 2020-07-16
  • MO RA
    APPROVED
    Since 2020-07-16

Branch Locations

100 M Street Se Suite 600, Washington, DC 20003 • United States

137 National Plaza Ste 300, National Harbor, MD 20745 • United States

800 E 101St Ter Ste 210, Kansas City, MO 64131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ae Wealth Management, Llc Kansas City MO 07/2020 Present
Williams Financial Group Kansas City MO 05/2012 Present
Commissioned To Heal Incorporated Kansas City MO 07/2018 Present
S R Williams Holdings Llc Dba Prosperity Wealth Management Llc Kansas City MO 06/2021 Present
  • 07/2020 → Present
    Kansas City, MO
  • 05/2012 → Present
    Williams Financial Group
    Kansas City, MO
  • 07/2018 → Present
    Commissioned To Heal Incorporated
    Kansas City, MO
  • 06/2021 → Present
    S R Williams Holdings Llc Dba Prosperity Wealth Management Llc
    Kansas City, MO
Other Businesses

1) WILLIAMS FINANCIAL GROUP; YES INVESTMENT RELATED; 800 E 101ST STREET TERRACE, SUITE 210 KANSAS CITY, MO 64131 INSURANCE SALES; CLIENTS RELATIONS MANAGER; START DATE 05/2012; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. 2) COMMISSIONED TO HEAL INCORPORATED; NOT INVESTMENT RELATED; 7410 PROSPECT AVENUE, KANSAS CITY MO 64132; PROVIDES RESOURCES TO THE HOMELESS, WOMENT & CHILDREN, AND THE SURROUNDING COMMUNITY THROUGH A FOOD & CLOTHING PANTRY AND MENTAL HEALTH COUNSELING; BOARD MEMBER; 7/6/2018; 10HRS/MO; 0HRS/MO DURING SECURITIES TRADING HOURS; PROVIDING INPUT REGARDING BUILDING MAINTENANCE, PANTRY OPERATIONS, AND FUNDRAISING EFFORTS. 3) S R WILLIAMS HOLDINGS LLC DBA PROSPERITY WEALTH MANAGEMENT LLC; YES INVESTMENT RELATED; 800 E 101ST TERRACE, SUITE 210, KANSAS CITY MO 64131; REGISTERED LLC TO RECEIVE AEWM FEES, INSTEAD OF INTO PERSONAL CHECKING ACCOUNT; REGISTERED AGENT/ORGANIZER; 6/15/2021; 1HR/MO; 0HRS/MO DURING SECURITIES TRADING HOURS; REGISTERED LLC TO RECEIVE AEWM FEES, INSTEAD OF INTO PERSONAL CHECKING ACCOUNT. 4) FINANCIALLY LIT; NOT INVESTMENT RELATED; 7410 PROSPECT AVE KANSAS CITY, MO 64132; FINANCIAL LITERACY PROGRAM; OFFICER; 11/8/2024; 20HRS/MO; 0HRS/MO DURING SECURITIES TRADING HOURS; PUBLIC SPEAKING, EDUCATOR, PUBLIC PROMOTION, OFFICER. FINANCIAL LITERACY PROGRAM THAT PARTNERS WITH HIGH SCHOOLS AND COLLEGES TO EDUCATE SENIORS AND COLLEGE STUDENTS ON FINANCIAL-RELATED MATTERS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-06-28
  • S65 Uniform Investment Adviser Law Examination
    2020-06-28

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