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2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-12-03 |
| TX | RA | APPROVED | 2022-04-25 |
| KS | RA | APPROVED | 2020-07-16 |
| MO | RA | APPROVED | 2020-07-16 |
Branch Locations
100 M Street Se Suite 600, Washington, DC 20003 • United States
137 National Plaza Ste 300, National Harbor, MD 20745 • United States
800 E 101St Ter Ste 210, Kansas City, MO 64131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ae Wealth Management, Llc | Kansas City | MO | 07/2020 | Present |
| Williams Financial Group | Kansas City | MO | 05/2012 | Present |
| Commissioned To Heal Incorporated | Kansas City | MO | 07/2018 | Present |
| S R Williams Holdings Llc Dba Prosperity Wealth Management Llc | Kansas City | MO | 06/2021 | Present |
1) WILLIAMS FINANCIAL GROUP; YES INVESTMENT RELATED; 800 E 101ST STREET TERRACE, SUITE 210 KANSAS CITY, MO 64131 INSURANCE SALES; CLIENTS RELATIONS MANAGER; START DATE 05/2012; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. 2) COMMISSIONED TO HEAL INCORPORATED; NOT INVESTMENT RELATED; 7410 PROSPECT AVENUE, KANSAS CITY MO 64132; PROVIDES RESOURCES TO THE HOMELESS, WOMENT & CHILDREN, AND THE SURROUNDING COMMUNITY THROUGH A FOOD & CLOTHING PANTRY AND MENTAL HEALTH COUNSELING; BOARD MEMBER; 7/6/2018; 10HRS/MO; 0HRS/MO DURING SECURITIES TRADING HOURS; PROVIDING INPUT REGARDING BUILDING MAINTENANCE, PANTRY OPERATIONS, AND FUNDRAISING EFFORTS. 3) S R WILLIAMS HOLDINGS LLC DBA PROSPERITY WEALTH MANAGEMENT LLC; YES INVESTMENT RELATED; 800 E 101ST TERRACE, SUITE 210, KANSAS CITY MO 64131; REGISTERED LLC TO RECEIVE AEWM FEES, INSTEAD OF INTO PERSONAL CHECKING ACCOUNT; REGISTERED AGENT/ORGANIZER; 6/15/2021; 1HR/MO; 0HRS/MO DURING SECURITIES TRADING HOURS; REGISTERED LLC TO RECEIVE AEWM FEES, INSTEAD OF INTO PERSONAL CHECKING ACCOUNT. 4) FINANCIALLY LIT; NOT INVESTMENT RELATED; 7410 PROSPECT AVE KANSAS CITY, MO 64132; FINANCIAL LITERACY PROGRAM; OFFICER; 11/8/2024; 20HRS/MO; 0HRS/MO DURING SECURITIES TRADING HOURS; PUBLIC SPEAKING, EDUCATOR, PUBLIC PROMOTION, OFFICER. FINANCIAL LITERACY PROGRAM THAT PARTNERS WITH HIGH SCHOOLS AND COLLEGES TO EDUCATE SENIORS AND COLLEGE STUDENTS ON FINANCIAL-RELATED MATTERS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-06-28 |
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