Benjamin Rufus Philips

Current Employers

Strata Wealth Advisors, Llc

8750 N. Central Expressway Suite 1875, Dallas, TX 75231 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-02-06

TX RA
APPROVED

Since 2024-02-06

Branch Locations

Dallas, TX • United States

8750 N. Central Expressway Suite 1875, Dallas, TX 75231 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Westlake	TX	07/2020	12/2021
Apple	Dallas	TX	10/2016	01/2020
University Of Texas At Dallas	Richardson	TX	02/2020	06/2020
Strata Wealth Advisors, Llc	Dallas	TX	05/2022	Present
Southern Methodist University	University Park	TX	03/2021	04/2022

07/2020 → 12/2021

Charles Schwab & Co., Inc.

Westlake, TX
10/2016 → 01/2020

Apple

Dallas, TX
02/2020 → 06/2020

University Of Texas At Dallas

Richardson, TX
05/2022 → Present

Strata Wealth Advisors, Llc

Dallas, TX
03/2021 → 04/2022

Southern Methodist University

University Park, TX

Other Businesses

Rental properties; not investment-related; Sunnyvale, TX; real estate; Owner; started 03/2023; approximately 5 hours per month, zero hours during securities trading hours; property management.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2021-09-02

S63 Uniform Securities Agent State Law Examination

2021-09-02

Designations

Other Names

Ben R. Philips
Benjamin R. Philips
Benjamin Philips

View on SEC IAPD