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7301 Merchant Court Suite A, Lakewood Ranch, FL 34240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-07-11 |
Branch Locations
7301 Merchant Court Suite A, Lakewood Ranch, FL 34240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii | Tampa | FL | 10/2015 | 11/2018 |
| Royal Alliance Associates, Inc. | Tampa | FL | 11/2018 | 04/2019 |
| Calton & Associates, Inc. | Tampa | FL | 04/2019 | 07/2023 |
| Base Wealth Management | Lakewood Ranch | FL | 07/2023 | Present |
1) Various insurance carriers - Investment related - Land O' Lakes, FL - Sales of insurance products - Insurance Agent - 04/2019 - 15 - 15 - Providing fixed insurance solutions through various carriers (fixed annuities, fixed life insurance, long term care insurance and disability insurance). 2) Foundation Wealth Solutions, LLC - not investment related - Land O' Lakes, FL - Entity created for business tax purposes - Owner - 10/2015 - 0 - 0. 3) Outlaw Lake Estates Homeowners Association| Position/Title: Member, Board of Directors| Nature of Business: Nonprofit. Non Investment related. 4) Base O'Lakes - Not investment related |Part owner of Commercial Real Estate firm 5) Turtle Shell Company AMI LLC - Not investment related| Part owner of Commercial Real Estate firm
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 2011-01-14 |
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