Brock Solomon Lyons

955,800 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2024-12-03

Branch Locations

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Lone Tree	CO	07/2020	Present
Men Wearhouse	Fort Collins	CO	12/2017	07/2020
Code 4 Security Services	Fort Collins	CO	06/2018	08/2019
Colorado State University Dinning Services	Fort Collins	CO	03/2017	05/2017
Garden Of The Gods Country Club: Kissing Camels Grille	Colorado Springs	CO	05/2017	08/2018
Full-Time Education	Fort Collins	CO	08/2016	05/2020
Charles Schwab Bank	Lone Tree	CO	04/2025	Present

07/2020 → Present

Charles Schwab & Co., Inc.

Lone Tree, CO
12/2017 → 07/2020

Men Wearhouse

Fort Collins, CO
06/2018 → 08/2019

Code 4 Security Services

Fort Collins, CO
03/2017 → 05/2017

Colorado State University Dinning Services

Fort Collins, CO
05/2017 → 08/2018

Garden Of The Gods Country Club: Kissing Camels Grille

Colorado Springs, CO
08/2016 → 05/2020

Full-Time Education

Fort Collins, CO
04/2025 → Present

Charles Schwab Bank

Lone Tree, CO

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-12-02
S63	Uniform Securities Agent State Law Examination	2021-08-20