Best Investors
Account
Sign in
Best Investors
Account
Sign in
Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-07-08 |
| TX | RA | APPROVED | 2024-01-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Del Frisco's Grille | Southlake | TX | 10/2018 | 06/2020 |
| Linear Roofing | Irving | TX | 07/2019 | 06/2020 |
| Jolt N' Joes | San Diego | CA | 10/2017 | 10/2018 |
| Allegiance | San Diego | CA | 03/2016 | 10/2017 |
| Charles Schwab & Co., Inc. | Westlake | TX | 07/2020 | 11/2024 |
| Charles Schwab Bank, Ssb | Westlake | TX | 03/2023 | 11/2024 |
| Charles Schwab & Co., Inc. | Lone Tree | CO | 11/2024 | Present |
| Charles Schwab Bank, Ssb | Lone Tree | CO | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 2021-09-03 |
Reach out to this advisor