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Omair Kawoosa

Ubs Financial Services Inc.

Weehawken, NJ

New York, NY

CRD 7276051

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-05-21
MI RA APPROVED 2025-11-14
NJ RA APPROVED 2023-01-11
NY RA APPROVED 2022-09-02
  • PA RA
    APPROVED
    Since 2026-05-21
  • MI RA
    APPROVED
    Since 2025-11-14
  • NJ RA
    APPROVED
    Since 2023-01-11
  • NY RA
    APPROVED
    Since 2022-09-02

Branch Locations

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

299 Park Avenue, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 07/2020 04/2022
Unemployment West Bloomfield MI 09/2019 07/2020
The Student Connection Bloomfield Hills MI 09/2015 12/2018
University Of Michigan Ann Arbor MI 09/2013 09/2019
Ubs Financial Services Inc. New York NY 04/2022 Present
  • 07/2020 → 04/2022
    Equitable Advisors, Llc
    New York, NY
  • 09/2019 → 07/2020
    Unemployment
    West Bloomfield, MI
  • 09/2015 → 12/2018
    The Student Connection
    Bloomfield Hills, MI
  • 09/2013 → 09/2019
    University Of Michigan
    Ann Arbor, MI
  • 04/2022 → Present
    Ubs Financial Services Inc.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-04
S63 Uniform Securities Agent State Law Examination 2021-03-29
  • S66 Uniform Combined State Law Examination
    2022-08-04
  • S63 Uniform Securities Agent State Law Examination
    2021-03-29

View on SEC IAPD

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