Alec Norton

Current Employers

Fortis Capital Advisors, Llc

7301 Mission Road Suite 326, Prairie Village, KS 66208 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2024-01-18

MA RA
APPROVED

Since 2024-01-18

Branch Locations

Boston, MA • United States

7301 Mission Road Suite 326, Prairie Village, KS 66208 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Penn Mutual Life Ins Co	Horsham	PA	02/2020	04/2021
Hornor Townsend & Kent Llc	Horsham	PA	08/2020	04/2021
Reno Properties Group Llc	Newington	CT	08/2016	Present
Umass	Amherst	MA	09/2015	06/2019
Fortis Capital Advisors, Llc	Reno	CT	05/2021	Present
D.H. Hill Securities, Lllp	Kingwood	TX	04/2023	Present

02/2020 → 04/2021

Penn Mutual Life Ins Co

Horsham, PA
08/2020 → 04/2021

Hornor Townsend & Kent Llc

Horsham, PA
08/2016 → Present

Reno Properties Group Llc

Newington, CT
09/2015 → 06/2019

Umass

Amherst, MA
05/2021 → Present

Fortis Capital Advisors, Llc

Reno, CT
04/2023 → Present

D.H. Hill Securities, Lllp

Kingwood, TX

Previous Registrations

2021-04-22 → 2021-04-27

Hornor, Townsend & Kent, Llc

Waltham, MA

Wakefield, MA

Other Businesses

1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | POSITION HELD:AGENT | ADDRESS: SAME ADDRESS AS BRANCH| START DATE: 2/1/2020 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE | APPROX HRS PER MTH: OVER 140 HRS | APPROX TRADING HRS PER MTH: OVER 140 HRS | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE FOR MULTIPLE CARRIERS 2) REAL ESTATE LICENSE, INVESTMENT RELATED, NEWINGTON, CT, START DATE: 08/2016, REAL ESTATE BROKER BUT NOT ACTIVELY SOLICITING, 0 HOURS CURRENTLY 3) FORTIS CAPITAL ADVISORS; IS INVESTMENT RELATED; INVESTMENT ADVISOR REPRESENTATIVE; SAME AS BRANCH OFFICE; START DATE 6/2020; APPROX 140 HRS PER MONTH AND DURING TRADING; OFFER INVESTMENT ADVISORY ADVICE AND MANAGEMENT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-01-15

S66 Uniform Combined State Law Examination

2021-01-15

View on SEC IAPD