Edward Allen Diaz

Current Employers

Ip Financial Advisory Services Llc

5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-01-06
CO	RA	APPROVED	2025-07-08
ID	RA	APPROVED	2025-07-08
NY	RA	APPROVED	2025-07-08
WA	RA	APPROVED	2025-07-08

CA RA
APPROVED

Since 2026-01-06
CO RA
APPROVED

Since 2025-07-08
ID RA
APPROVED

Since 2025-07-08
NY RA
APPROVED

Since 2025-07-08
WA RA
APPROVED

Since 2025-07-08

Branch Locations

Phoenix, AZ • United States

5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
New York Life Insurance Co	Scottsdale	AZ	05/2005	07/2025
Nylife Securities	Scottdale	AZ	05/2005	07/2025
Diaz Strategies - Insurance & Financial Solutions	Scottsdale	AZ	07/2009	Present
Running 2 Prs	Phoenix	AZ	03/2023	Present
Ip Financial Advisory Services Llc	Charlotte	NC	07/2025	Present

05/2005 → 07/2025

New York Life Insurance Co

Scottsdale, AZ
05/2005 → 07/2025

Nylife Securities

Scottdale, AZ
07/2009 → Present

Diaz Strategies - Insurance & Financial Solutions

Scottsdale, AZ
03/2023 → Present

Running 2 Prs

Phoenix, AZ
07/2025 → Present

Ip Financial Advisory Services Llc

Charlotte, NC

Other Businesses

[INSURANCE BROKERING; AGENT MARKETS NON-REGISTERED INSURANCE PRODUCTS OUTSIDE NYL; DIAZ STRATEGIES INSURANCE & FINANCIAL SOLUTIONS; COMMISSIONS; INSURANCE BROKER; INSURANCE RELATED] [Running 2 PRs ; Running Coach ; PO Box 44143 Phoenix, AZ 85064; Start Date 03/2023; Role/Title: coach; Not Investment Related; 15 hours per month; 0 hours per month during securities trading hours]

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-03-07
S63	Uniform Securities Agent State Law Examination	2005-02-22

S65 Uniform Investment Adviser Law Examination

2025-03-07
S63 Uniform Securities Agent State Law Examination

2005-02-22

Other Names

Eddie Allen Diaz

View on SEC IAPD