Carolyne Marie Charvoz

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-10-20
CA	RA	APPROVED	2021-06-02

TX RA
APPROVED

Since 2021-10-20
CA RA
APPROVED

Since 2021-06-02

Branch Locations

6701 Koll Center Parkway Ste 140, Pleasanton, CA 94566 • United States

Livermore, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual Life Insurance Co.	Pleasanton	CA	11/2020	Present
Mml Investor Services, Llc	Pleasanton	CA	07/2020	Present
Unemployed	Newburgh	NY	03/2020	06/2020
Torches On The Hudson, Dba Blu Pointe	Newburgh	NY	10/2017	03/2020
Postino	Lafayette	CA	05/2010	09/2017

11/2020 → Present

Massmutual Life Insurance Co.

Pleasanton, CA
07/2020 → Present

Mml Investor Services, Llc

Pleasanton, CA
03/2020 → 06/2020

Unemployed

Newburgh, NY
10/2017 → 03/2020

Torches On The Hudson, Dba Blu Pointe

Newburgh, NY
05/2010 → 09/2017

Postino

Lafayette, CA

Other Businesses

NAME: CAROLYNE CHARVOZ INV REL: Y ADD: 6701 KOLL CENTER PARKWAY, STE 140, PLEASANTON, CA 94566 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 06/16/2025 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DUTIES: LIFE, DISABILITY, AND LONG-TERM CARE

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-05-22

S66 Uniform Combined State Law Examination

2021-05-22

Other Names

Carolyne Mccreery

View on SEC IAPD