Philip Martini

J.P. Morgan Securities LLC

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Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-12-19
TX	RA	APPROVED	2025-12-17

FL RA
APPROVED

Since 2025-12-19
TX RA
APPROVED

Since 2025-12-17

Branch Locations

1450 Brickell Ave Floor 33, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	Miami	FL	12/2025	Present
Jpmorgan Chase Bank, N.A.	Miami	FL	12/2025	Present
Advisors Asset Management Inc	Boca Raton	FL	02/2025	11/2025
Unemployed	West Palm Beach	FL	11/2024	01/2025
Rockefeller Capital Management	New York	NY	07/2024	10/2024
Morgan Stanley	New York	NY	07/2022	07/2024
University Of Chicago	Chicago	IL	10/2018	06/2022
Unemployed	Windsor	CT	12/2015	09/2018

12/2025 → Present

J.P. Morgan Securities Llc

Miami, FL
12/2025 → Present

Jpmorgan Chase Bank, N.A.

Miami, FL
02/2025 → 11/2025

Advisors Asset Management Inc

Boca Raton, FL
11/2024 → 01/2025

Unemployed

West Palm Beach, FL
07/2024 → 10/2024

Rockefeller Capital Management

New York, NY
07/2022 → 07/2024

Morgan Stanley

New York, NY
10/2018 → 06/2022

University Of Chicago

Chicago, IL
12/2015 → 09/2018

Unemployed

Windsor, CT

Previous Registrations

2025-04-11 → 2025-12-01

Advisors Asset Management, Inc.

Boca Raton, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-04-09

S66 Uniform Combined State Law Examination

2025-04-09

Other Names

Philip Martini
Philip M Martini
Philip Mark Martini

View on SEC IAPD

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