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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2005-04-27
TX RA APPROVED 2005-04-25
  • FL RA
    APPROVED
    Since 2005-04-27
  • TX RA
    APPROVED
    Since 2005-04-25

Branch Locations

9000 Southside Blvd Global Human Resources- The Academy, Jacksonville, FL 32256 • United States

60 Cathedral Pl Global Human Resources- The Academy, Saint Augustine, FL 32084 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 01/2005 Present
Bank Of America, N.A. Jacksonville FL 07/2011 Present
Other Businesses

I*: 2062293 Entity Type: Entity For Profit Name of OBA: Metropolis Comic Books Address: New York, New York Investment Related: No Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 04-Nov-2024 Number of Hours: 10 hrs wkly Number of Hours during trading: 0 Duties: Assisting at comic book conventions (a few weekends per year), Cataloguing and providing overall assistance, providing operational assistance, and suggestions. Working with comic book pressing and cleaning services.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-22
  • S66 Uniform Combined State Law Examination
    2005-04-22

View on SEC IAPD

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