Jonathan Jenness Smith

Employer firm

Pathway Financial Advisors, LLC CRD 124801

$1.65B regulatory AUM 6 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• CONSULTING SERVICES ON MATTERS NOT INVOLVING SECURITIES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2005 → 02/2018
  Gwfs Equities, Inc/Great-West Life & Ann Ins Co
  Greenwood Village, CO
• 02/2018 → Present
  Pathway Financial Advisors, Llc
  South Burlington, VT

Previous Registrations

• 2016-07-11 → 2018-03-06
  Empower Advisory Group, Llc
  Greenwood Village, CO
• 2004-11-01 → 2005-11-07
  Equity Services, Inc.
  Burlington, VT

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-07-08
• S63 Uniform Securities Agent State Law Examination
  2005-08-04

Designations

• Certified Financial Planner

Other Names

• Jon Smith