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Dylan Presnal

Ameriprise Financial Services, LLC

Marlborough, MA

Ludlow, MA

CRD 7275360

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-05
GA RA APPROVED 2021-07-29
  • TX RA
    APPROVED_RES
    Since 2024-01-05
  • GA RA
    APPROVED
    Since 2021-07-29

Branch Locations

Marlborough, MA • United States

Ludlow, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Marlborough MA 07/2020 Present
Peoplesbank Holyoke MA 05/2019 08/2019
Polish National Credit Union Chicopee MA 05/2019 05/2019
Comprehensive Compliance Management Inc. Granby MA 05/2017 08/2018
Alphaview Wealth Advisors Marlborough MA 01/2020 07/2020
Deerfield Academy Deerfield MA 08/2013 05/2017
Stetson University Deland FL 08/2017 12/2017
Bentley University Waltham MA 01/2018 05/2021
Stetson University Deland FL 05/2017 08/2017
  • 07/2020 → Present
    Ameriprise Financial Services, Llc
    Marlborough, MA
  • 05/2019 → 08/2019
    Peoplesbank
    Holyoke, MA
  • 05/2019 → 05/2019
    Polish National Credit Union
    Chicopee, MA
  • 05/2017 → 08/2018
    Comprehensive Compliance Management Inc.
    Granby, MA
  • 01/2020 → 07/2020
    Alphaview Wealth Advisors
    Marlborough, MA
  • 08/2013 → 05/2017
    Deerfield Academy
    Deerfield, MA
  • 08/2017 → 12/2017
    Stetson University
    Deland, FL
  • 01/2018 → 05/2021
    Bentley University
    Waltham, MA
  • 05/2017 → 08/2017
    Stetson University
    Deland, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-02
  • S66 Uniform Combined State Law Examination
    2021-07-02

View on SEC IAPD

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