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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2025-01-01
  • VT RA
    APPROVED
    Since 2025-01-01

Branch Locations

380 Hurricane Ln, Ste 201, Williston, VT 05495 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

380 Hurricane Lane Suite 201, Willison, VT 05495 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Colchester VT 07/2020 02/2024
Mass Mutual Life Insurance Company Colchester VT 11/2020 02/2024
The Robert Larner, M.D. College Of Medicine At Uvm Burlington VT 04/2012 03/2021
University Of Vermont Burlington VT 08/2016 05/2020
Lpl Financial Williston VT 02/2024 Present
  • 07/2020 → 02/2024
    Colchester, VT
  • 11/2020 → 02/2024
    Mass Mutual Life Insurance Company
    Colchester, VT
  • 04/2012 → 03/2021
    The Robert Larner, M.D. College Of Medicine At Uvm
    Burlington, VT
  • 08/2016 → 05/2020
    University Of Vermont
    Burlington, VT
  • 02/2024 → Present
    Lpl Financial
    Williston, VT
Previous Registrations
Other Businesses

1-02/2024 / Professional Financial Associates, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading 2-02/2024 / Abraham Trabulsy / Non-Variable Insurance / Investment Related / 20 hrs mth / 2 hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-29
  • S66 Uniform Combined State Law Examination
    2022-03-29

View on SEC IAPD

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